Prospectus for the Public Offering of Securities in Europe : European and National Legislation in the Member States of the European Economic Area.

By: Van Gerven, DirkSeries: Law Practitioner SeriesPublisher: Cambridge : Cambridge University Press, 2009Copyright date: ©2009Description: 1 online resource (409 pages)Content type: text Media type: computer Carrier type: online resourceISBN: 9780511539084Subject(s): Securities - EuropeGenre/Form: Electronic books. Additional physical formats: Print version:: Prospectus for the Public Offering of Securities in Europe: Volume 2DDC classification: 346.40922 LOC classification: KJE2468 -- .P76 2009ebOnline resources: Click to View
Contents:
Cover -- Half-title -- Series-title -- Title -- Copyright -- Contents -- Contributors -- Preface -- Part II: Application in the EU Member States -- 1 Austria -- I Introduction -- II Competent authority -- III Procedure of prior approval and appeal -- 1 Offer of securities to the public -- A Procedure -- B Exemptions -- C Appeal -- 2 Admission to trading on a regulated market -- IV Content and format language and supplements of the prospectus -- 1 Content -- 2 Summary -- 3 Format -- 4 Supplements -- 5 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements -- VI Use of prospectus approved in other (nonEU and nonEEA) countries -- VII Sanctions -- VIII Prospectus liability -- IX Rules applicable to transactions and securities not subject to the Prospectus Directive and Regulation -- X Conclusion -- Notes -- 2 Bulgaria -- I Introduction -- II The Commission -- III General principles -- 1 Exemptions -- IV The prospectus -- 1 Contents of the prospectus -- 2 Base prospectus -- 3 Prospectuses consisting of separate documents -- 4 Omission of information -- 5 Updates amendments and supplements -- 6 Language -- 7 Liability -- V Approval of the prospectus -- 1 Competency -- 2 Application -- 3 Examination -- 4 Refusal -- 5 Validity -- 6 Offer or admission to trading in more Member States -- VI Publication -- VII Powers of the Commission -- VIII Disclosure of information -- 1 General -- 2 Language -- 3 Supervision requirements -- IX Competence of the Commission -- X Judicial control -- Notes -- 3 Cyprus -- I Introduction -- II Competent authority -- III Prior approval and appeal procedures -- 1 Offering of securities to the public -- A Procedure -- B Exemptions -- 2 Admission to trading on a regulated market -- A Procedure -- B Exemptions -- IV Content and format language and supplements of the prospectus -- 1 Content.
2 Format -- 3 Supplements -- 4 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements -- VI Use of a prospectus approved in other (nonEU and nonEEA) countries -- VII Sanctions -- VIII Prospectus liability -- IX Rules applicable to transactions and securities not subject to the Directive and Regulation -- X Conclusion -- Notes -- 4 Finland -- I Introduction -- II Application -- III Scope -- IV Obligation to prepare and publish a prospectus and exemptions -- 1 Obligation to prepare a prospectus -- 2 Exemptions -- V Prior approval of the competent authority -- 1 Competent authority -- 2 Approval procedure -- VI Content format and language of the prospectus and related documents -- 1 Content and incorporation by reference permissible omission of information -- A Inclusion of all necessary information -- B Schedules and building blocks -- C Financial information presented in accordance with IFRS -- D Summary -- E Permitted omissions -- F Incorporation by reference -- 2 Language -- 3 Term of validity -- VII Publication and advertisements -- VIII Supplements and new information -- IX Annual information -- X Crossborder offerings and admissions to trading -- XI Issuers incorporated outside the European Economic Area -- XII Special powers of the competent authorities and sanctions -- XIII Prospectus liability -- XIV Conclusion -- Notes -- 5 France -- I Introduction -- 1 Legal framework and legislative history -- 2 Definitions -- A Securities -- B Offer of securities to the public or admission to trading on a regulated market -- II Competent authority -- III Procedure of prior approval and appeal -- 1 Offer of securities to the public and admission to trading on a regulated market -- 2 Exemptions regulation -- A Transactions that do not constitute a public offer private placements.
(i) Offers above or below certain thresholds -- (ii) Offers restricted to portfolio managers (gestionnaire de portefeuille) -- (iii) Offers restricted to qualified investors -- (iv) Offers restricted to a limited circle of investors -- B Transactions that do not constitute a public offer the quality of the guarantor or the issuer -- C Transactions that constitute a public offer but exempted from the obligation to publish a prospectus -- 3 No individual exemptions -- 4 Procedure -- IV Content and format language and supplements of the prospectus -- 1 Content -- 2 Format -- 3 Supplements -- 4 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements relating to an offer of securities to the public -- VI Sanctions -- 1 Right of the AMF to suspend and prohibit a transaction -- 2 Right of the AMF to control prospectuses approved by a foreign supervisory authority when irregularities were committed… -- VII Prospectus liability -- VIII Conclusion -- Notes -- 6 Germany -- I Introduction -- II Competent authority -- III Prior approval and appeal procedures -- 1 Procedure -- 2 Exemptions -- IV Content and format supplements and language of the prospectus -- 1 Content -- 2 Format -- 3 Supplements -- 4 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements -- VI Use of a prospectus approved in other (nonEU and nonEEA) countries -- VII Sanctions -- VIII Prospectus liability -- IX Rules applicable to transactions and securities not subject to the Directive and Regulation -- X Conclusion -- Notes -- 7 Ireland -- I Introduction -- II The competent authority -- III Prior approval procedure and appeal -- 1 Approval -- 2 Meaning of offer to the public -- 3 Obligation to publish a prospectus -- 4 Exemptions from the prospectus requirement -- IV Content responsibility language and supplements.
1 General content requirements -- 2 Responsibility -- 3 Format -- 4 Detailed requirements -- 5 Prospectus supplements -- 6 Language -- V Publication and advertisements -- 1 Publication method -- 2 Advertisements -- VI Use of prospectuses approved in (nonEU and nonEEA) countries -- VII Sanctions -- VIII Prospectus liability -- IX Listing rules -- X Private companies -- 8 Italy -- I Introduction -- II Main provisions of the Prospectus Directive and the Prospectus Regulation implemented within the Italian legal system… -- 1 The EU passport -- 2 Annual update document -- 3 Incorporation of information by reference -- 4 Form of prospectuses -- III The Implementation Decree in brief -- IV The regulatory framework in Italy -- V Range of application -- 1 New definitions of EC financial instruments public offering of financial products home Member State and host Member State -- VI Exemptions from the obligation to publish a prospectus -- VII Approval of the prospectus by the competent authority and the related drafting procedures -- 1 Prohibition on publishing a prospectus without the prior authorisation of Consob -- 2 Right of Consob to transfer the approval of the prospectus to another competent authority of an EU state -- 3 Procedure for the approval of the prospectus -- 4 Prospectus composed of several documents -- VIII Contents of the prospectus and language -- 1 Contents of the prospectus -- 2 Language -- IX Revocation of subscriptions -- X Advertisements -- XI Prospectus liability -- XII Financial statements of the issuer -- 1 Offence of falsification of the prospectus -- Notes -- 9 Malta -- I A dual approach the Companies Act and the Listing Rules -- 1 The Companies Act -- 2 The Listing Rules -- II The central competent administrative authority -- III Definition of a public offer -- 1 Definition -- 2 Exemptions -- 3 Further exemptions.
4 Collective investment schemes -- IV Approval of a prospectus -- 1 Principle -- 2 Exception to the home country principle -- V Single European passport -- VI The prospectus -- 1 Content -- 2 Format -- 3 Supplements -- 4 Language -- VII Publication -- VIII Advertisements -- 1 General -- 2 Investment Services Act -- IX Appeal -- X Prospectus liability -- XI NonEU and nonEEA issuers and the use of prospectuses approved in nonEU and nonEEA countries -- XII Sanctions -- XIII Conclusion -- Notes -- 10 Romania -- I Introduction -- II Competent authority -- III Prior approval and appeal procedures -- 1 Offering of securities to the public -- A Procedure -- B Exemptions -- 2 Admission to trading on a regulated market -- A Procedure -- B Exemptions -- IV Content and format language and supplements of the prospectus -- 1 Content -- 2 Format -- 3 Supplements -- 4 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements -- VI Use of a prospectus approved in other (nonEU and nonEEA) countries -- VII Measures and sanctions -- VIII Prospectus liability -- IX Rules applicable to transactions and securities not subject to the Directive and Regulation -- X Conclusion -- Notes -- 11 Republic of Slovenia -- I Introduction -- 1 The legal framework -- 2 Some general features -- II Competent authority -- III Procedure of prior approval and appeal -- 1 Procedure of prior approval -- 2 Right of appeal -- IV Content language and supplements of the prospectus -- 1 Content -- 2 Format -- 3 Supplements of the prospectus -- 4 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements -- VI Use of prospectus approved in other (nonEU and nonEEA) countries -- VII Sanctions -- VIII Prospectus liability.
IX Rules applicable to transactions and securities not subject to the Prospectus Directive and Prospectus Regulation.
Summary: This volume contains reports on the implementation of the Prospectus Directive in various EU and EEA Member States.
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Cover -- Half-title -- Series-title -- Title -- Copyright -- Contents -- Contributors -- Preface -- Part II: Application in the EU Member States -- 1 Austria -- I Introduction -- II Competent authority -- III Procedure of prior approval and appeal -- 1 Offer of securities to the public -- A Procedure -- B Exemptions -- C Appeal -- 2 Admission to trading on a regulated market -- IV Content and format language and supplements of the prospectus -- 1 Content -- 2 Summary -- 3 Format -- 4 Supplements -- 5 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements -- VI Use of prospectus approved in other (nonEU and nonEEA) countries -- VII Sanctions -- VIII Prospectus liability -- IX Rules applicable to transactions and securities not subject to the Prospectus Directive and Regulation -- X Conclusion -- Notes -- 2 Bulgaria -- I Introduction -- II The Commission -- III General principles -- 1 Exemptions -- IV The prospectus -- 1 Contents of the prospectus -- 2 Base prospectus -- 3 Prospectuses consisting of separate documents -- 4 Omission of information -- 5 Updates amendments and supplements -- 6 Language -- 7 Liability -- V Approval of the prospectus -- 1 Competency -- 2 Application -- 3 Examination -- 4 Refusal -- 5 Validity -- 6 Offer or admission to trading in more Member States -- VI Publication -- VII Powers of the Commission -- VIII Disclosure of information -- 1 General -- 2 Language -- 3 Supervision requirements -- IX Competence of the Commission -- X Judicial control -- Notes -- 3 Cyprus -- I Introduction -- II Competent authority -- III Prior approval and appeal procedures -- 1 Offering of securities to the public -- A Procedure -- B Exemptions -- 2 Admission to trading on a regulated market -- A Procedure -- B Exemptions -- IV Content and format language and supplements of the prospectus -- 1 Content.

2 Format -- 3 Supplements -- 4 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements -- VI Use of a prospectus approved in other (nonEU and nonEEA) countries -- VII Sanctions -- VIII Prospectus liability -- IX Rules applicable to transactions and securities not subject to the Directive and Regulation -- X Conclusion -- Notes -- 4 Finland -- I Introduction -- II Application -- III Scope -- IV Obligation to prepare and publish a prospectus and exemptions -- 1 Obligation to prepare a prospectus -- 2 Exemptions -- V Prior approval of the competent authority -- 1 Competent authority -- 2 Approval procedure -- VI Content format and language of the prospectus and related documents -- 1 Content and incorporation by reference permissible omission of information -- A Inclusion of all necessary information -- B Schedules and building blocks -- C Financial information presented in accordance with IFRS -- D Summary -- E Permitted omissions -- F Incorporation by reference -- 2 Language -- 3 Term of validity -- VII Publication and advertisements -- VIII Supplements and new information -- IX Annual information -- X Crossborder offerings and admissions to trading -- XI Issuers incorporated outside the European Economic Area -- XII Special powers of the competent authorities and sanctions -- XIII Prospectus liability -- XIV Conclusion -- Notes -- 5 France -- I Introduction -- 1 Legal framework and legislative history -- 2 Definitions -- A Securities -- B Offer of securities to the public or admission to trading on a regulated market -- II Competent authority -- III Procedure of prior approval and appeal -- 1 Offer of securities to the public and admission to trading on a regulated market -- 2 Exemptions regulation -- A Transactions that do not constitute a public offer private placements.

(i) Offers above or below certain thresholds -- (ii) Offers restricted to portfolio managers (gestionnaire de portefeuille) -- (iii) Offers restricted to qualified investors -- (iv) Offers restricted to a limited circle of investors -- B Transactions that do not constitute a public offer the quality of the guarantor or the issuer -- C Transactions that constitute a public offer but exempted from the obligation to publish a prospectus -- 3 No individual exemptions -- 4 Procedure -- IV Content and format language and supplements of the prospectus -- 1 Content -- 2 Format -- 3 Supplements -- 4 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements relating to an offer of securities to the public -- VI Sanctions -- 1 Right of the AMF to suspend and prohibit a transaction -- 2 Right of the AMF to control prospectuses approved by a foreign supervisory authority when irregularities were committed… -- VII Prospectus liability -- VIII Conclusion -- Notes -- 6 Germany -- I Introduction -- II Competent authority -- III Prior approval and appeal procedures -- 1 Procedure -- 2 Exemptions -- IV Content and format supplements and language of the prospectus -- 1 Content -- 2 Format -- 3 Supplements -- 4 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements -- VI Use of a prospectus approved in other (nonEU and nonEEA) countries -- VII Sanctions -- VIII Prospectus liability -- IX Rules applicable to transactions and securities not subject to the Directive and Regulation -- X Conclusion -- Notes -- 7 Ireland -- I Introduction -- II The competent authority -- III Prior approval procedure and appeal -- 1 Approval -- 2 Meaning of offer to the public -- 3 Obligation to publish a prospectus -- 4 Exemptions from the prospectus requirement -- IV Content responsibility language and supplements.

1 General content requirements -- 2 Responsibility -- 3 Format -- 4 Detailed requirements -- 5 Prospectus supplements -- 6 Language -- V Publication and advertisements -- 1 Publication method -- 2 Advertisements -- VI Use of prospectuses approved in (nonEU and nonEEA) countries -- VII Sanctions -- VIII Prospectus liability -- IX Listing rules -- X Private companies -- 8 Italy -- I Introduction -- II Main provisions of the Prospectus Directive and the Prospectus Regulation implemented within the Italian legal system… -- 1 The EU passport -- 2 Annual update document -- 3 Incorporation of information by reference -- 4 Form of prospectuses -- III The Implementation Decree in brief -- IV The regulatory framework in Italy -- V Range of application -- 1 New definitions of EC financial instruments public offering of financial products home Member State and host Member State -- VI Exemptions from the obligation to publish a prospectus -- VII Approval of the prospectus by the competent authority and the related drafting procedures -- 1 Prohibition on publishing a prospectus without the prior authorisation of Consob -- 2 Right of Consob to transfer the approval of the prospectus to another competent authority of an EU state -- 3 Procedure for the approval of the prospectus -- 4 Prospectus composed of several documents -- VIII Contents of the prospectus and language -- 1 Contents of the prospectus -- 2 Language -- IX Revocation of subscriptions -- X Advertisements -- XI Prospectus liability -- XII Financial statements of the issuer -- 1 Offence of falsification of the prospectus -- Notes -- 9 Malta -- I A dual approach the Companies Act and the Listing Rules -- 1 The Companies Act -- 2 The Listing Rules -- II The central competent administrative authority -- III Definition of a public offer -- 1 Definition -- 2 Exemptions -- 3 Further exemptions.

4 Collective investment schemes -- IV Approval of a prospectus -- 1 Principle -- 2 Exception to the home country principle -- V Single European passport -- VI The prospectus -- 1 Content -- 2 Format -- 3 Supplements -- 4 Language -- VII Publication -- VIII Advertisements -- 1 General -- 2 Investment Services Act -- IX Appeal -- X Prospectus liability -- XI NonEU and nonEEA issuers and the use of prospectuses approved in nonEU and nonEEA countries -- XII Sanctions -- XIII Conclusion -- Notes -- 10 Romania -- I Introduction -- II Competent authority -- III Prior approval and appeal procedures -- 1 Offering of securities to the public -- A Procedure -- B Exemptions -- 2 Admission to trading on a regulated market -- A Procedure -- B Exemptions -- IV Content and format language and supplements of the prospectus -- 1 Content -- 2 Format -- 3 Supplements -- 4 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements -- VI Use of a prospectus approved in other (nonEU and nonEEA) countries -- VII Measures and sanctions -- VIII Prospectus liability -- IX Rules applicable to transactions and securities not subject to the Directive and Regulation -- X Conclusion -- Notes -- 11 Republic of Slovenia -- I Introduction -- 1 The legal framework -- 2 Some general features -- II Competent authority -- III Procedure of prior approval and appeal -- 1 Procedure of prior approval -- 2 Right of appeal -- IV Content language and supplements of the prospectus -- 1 Content -- 2 Format -- 3 Supplements of the prospectus -- 4 Language -- V Publication and advertisements -- 1 Method of publication -- 2 Advertisements -- VI Use of prospectus approved in other (nonEU and nonEEA) countries -- VII Sanctions -- VIII Prospectus liability.

IX Rules applicable to transactions and securities not subject to the Prospectus Directive and Prospectus Regulation.

This volume contains reports on the implementation of the Prospectus Directive in various EU and EEA Member States.

Description based on publisher supplied metadata and other sources.

Electronic reproduction. Ann Arbor, Michigan : ProQuest Ebook Central, 2019. Available via World Wide Web. Access may be limited to ProQuest Ebook Central affiliated libraries.

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